Suity is the Advice tool for the investor profile analysis and monitoring.
From the capture of registration information to the monitoring of operations with possible signs Of non-compliance, Suity covers the entire process of investor profile management, ensuring that regulatory requests are met in a quickly and safely way for organizations, being also in accordance with the CVM 30 Instruction and Anbima self-regulation.
According to CVM 30, organizations must fulfill some monitoring steps, such as:
Customer profile identification
Adequacy of products and services to this profile
Investor information updating
Identification of possible discrepancies between the identified profile and the contracted products and services and, consequently, the actions taking in case of profile mismatch.
SUITY can combined with other Advice products, creating a SYSTEMIC SOLUTION IN COMPLIANCE according to the institution
needs and 1000/0 in compliance with the laws and norms required by local regulatory agents.
KNOW N1
Know your Counterpart (KYC)
Onboarding process management
for customers, employees, business partners and suppliers, including information registration, verification and validation.
EGUARDIAN
Continuous monitoring of the financial of behavior counterparties, allowing institutions to be diligent about national and international practices of AML-FT, through pre-built alerts. Automatized screening for and Sanctions (customizable scheduler).
* SINACOR
Integrated brokerage management system provided by São Paulo Stock Exchange (83)
São Paulo – Paulista Ave. 8º floor 81/82 – Bela Vista – 01311-100 – SP
Petrópolis – RJ: Estrada União Indústria, 9153, salas 211 e 212 25730-736
To access the whistleblowing channel, click here or point your cellphone at the QR code below.
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