EGUARDIAN is the market-lead solution for anti money laundering (AML) and terrorism financing prevention. Completely in accordance with Brazilian legal rules and good practices in AML, the EGUARDIAN monitors the client financial behavior and their registration data, socioeconomic profile, restrictive / sanction lists and PEP’s (Politically Exposed People) lists, allowing the institution to be diligent regarding the best practices in AML.

There are hundreds of monitoring scenarios configured according to the institution’s segment and customized parameters set by the operation nature, type of risk and type of person (natural or legal).

EGUARDIAN DYNAMIC WORKFLOW

Characteristics EGuardian

Flexibility to setup the risk parameters and scenarios;
Integration with the major market vendors;
Flexibility for internal systems integration (APIs, webservice and others);
Embedded workflow at the tool;
Clustered analysis of occurrences;
Possibility to add documents during the diligence analysis;
Integration with the Advice Onboarding platform and other services;
APIs for online/real time integration with restrictive and sanction lists;
Email integration;

EGuardian Differentials

Diligence of each atypical situation anchored in RBA: The institution can act with greater or lesser diligence depending on the client’s risk, ensuring the security increase at the financial operations, corporate image risk reduction and in compliance with regulatory rules.

Recurrent management of restrictive lists: OFAC, UN, England Bank, European Union, PEPs (Politically Exposed Person) among others, also allowing integration with internal lists, being fully complied with the current regulation.

Customized analysis workflow: EGUARDIAN allows the user to establish all the relevant steps and areas for atypical analysis and later decision-making for communication or filing.

SWIFT Module: Capability for reading all SWIFT messages (eg: MT103, MT202, MT9oo, MT910) in order to identify any restrictions on recipients such as: suspicious terms, restricted names in national or international lists or even, high risk countries.

Improvements in RBA: Procedures and time monitoring supported by SLA deadlines both in the occurrence detection and in the due diligence process, being fully complied with BACEN resolutions.

OTHER FEATURES OF EGUARDIAN

Acting in Brazilian market for 14 years, EGUARDIAN runs its THIRD GENERATION.

100% according to RBA (Risk Based Approach).

100% according to the recent Brazilian regulatory changes and other regulations:

AML Monitoring

Investor Profile Analysis

Risk Manager

FATCA, CRS and e-Financeira

SCHEME VIEW

The EGUARDIAN PLATFORM can be adjusted and combined with other Advice products and services, creating a SYSTEMIC SOLUTION IN COMPLIANCE according to the institution needs and 100% in compliance with the laws and norms required by regulatory agents.

KNOW N1¹

Know your Counterpart (KYC) Onboarding process management for customers, employees, business partners and suppliers, including registration, verification and validation of register information.

MÉTIS²

Advice’s reputational risk center that unifies, categorizes and classifies the risk level of counterparties, products, channels and operating environments, being also in line with recent regulations published by Brazilian agents.

RISC³

Services related to risk mitigation, such as process research, certificates, international sanctions lists, restrictive lists, among others.